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Nora Pettinger

Nora Pettinger

General Securities Principal

Nora began her career in the financial industry in 1987 after graduating from Coe College with Bachelor of Art Degrees in Economics and Business.   Her mission is to be a resource for individuals as they navigate through life's financial phases and challenges.  She enjoys working with younger investors as they define their financial journey in their wealth building years, as well as helping pre-retirees and current retirees create viable income distribution strategies.

Nora enjoys the outdoors, travel and the theatre.  She is grateful to be able to support philanthropic efforts.


Securities Licenses:

     Series 6 FINRA - Investment Company Products/Variable Contracts Representative Examination

     Series 7 FINRA - General Securities Representative Examination

     Series 24 FINRA - General Securities Principal Examination [Supervisory]

     Series 63 NASAA - Uniform Securities Agent State Law Examination

     Series 79TO - Investment Banking Registered Representative Examination

     SIE FINRA - Securities Industry Essentials Examination


Insurance Licenses:

Department of Commerce general insurance license for traditional (term, whole life, universal life and variable life), annuities, health, long-term care, disability, and group insurance.


State Registrations:

Arizona, California, Colorado, Florida, Illinois, Indiana, Iowa, Kansas, Maine, Michigan, Minnesota, Missouri, Montana, Nevada, New York, North Carolina, Oregon, Pennsylvania, South Dakota, Tennessee, Texas, Utah, Virginia, Washington and Wisconsin